Policies, Disclosures, and Important Links

FINRA Information

Investor information may be obtained at the FINRA website (www.finra.org) or by contacting FINRA at 301.590.6500.

SIPC Information

Investor information about the Securities Investor Protection Corporation (SIPC) may be obtained at their website (www.sipc.org) or by contacting SIPC at 202.371.8300 to request an SIPC brochure.


Direct Business

Securities Transaction Assistance

If you are unable to contact your H. Beck, Inc. advisor and must place a securities transaction, please call our trading desk at 800.688.7574.


H. Beck, Inc. Registered Investment Advisor Form ADV, Part 2A.



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Note: all transactions may be logged and monitored.