Regulation Best Interest

Additional Policies, Disclosure, and Important Links

FINRA Information

Investor information may be obtained at the FINRA website ( or by contacting FINRA at 301.590.6500.

SIPC Information

Investor information about the Securities Investor Protection Corporation (SIPC) may be obtained at their website ( or by contacting SIPC at 202.371.8300 to request an SIPC brochure.


Direct Business

Securities Transaction Assistance

If you are unable to contact your H. Beck, Inc. Financial Professional and must place a securities transaction, please call 800.333.6884 and ask for our trading desk. 

H. Beck, Inc. Registered Investment Advisor Form ADV, Part 2A.



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Note: all transactions may be logged and monitored.