Video: Why an Independent Financial Professional?

Researching Financial Professionals

Infographic: The Importance of IndependenceFINRA is the Financial Industry Regulatory Authority. Among many other resources for investors, it offers:

  • FINRA BrokerCheck, a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers (or call the FINRA BrokerCheck Hotline at 800.289.9999) is a comprehensive site designed by the U.S. Securities Exchange Commission for investors, including:

The Financial Planning Association (FPA) also provides tools for investors, including a financial planner search and resources designed to help individuals understand the importance of financial planning and the value of objective advice from a financial planner.


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2440 Research Boulevard, Suite 500
Rockville, Maryland 20850 

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Investor Disclosures

Securities offered through Grove Point Investments, LLC, member FINRA/SIPC. Investment Advisory Services offered through Grove Point Advisors, LLC, Grove Point Investments, LLC & Grove Point Advisors, LLC are subsidiaries of Grove Point Financial, LLC. Grove Point Financial, LLC is a subsidiary of Kestra Holdings. Except for the referenced Grove Point and Kestra companies, other entities referenced on this website are not affiliated with Grove Point Financial, LLC or its subsidiaries.

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